Practice Areas

Mr. Giffin's primary focus of practice is representing individuals who have lost money in their stock, bond, mutual fund and variable annuity transactions. He also practices in the following areas:

• Securities Litigation & Arbitration

• Customer - Brokerage Firm Disputes
• Broker - Brokerage Firm Disputes where he represents brokers in the following types of disputes with brokerage firms

• Employment and termination disputes
• U-4/U-5 issues including defamation claims
• Non-competition agreement disputes
• Promissory Note disputes
• Recruiting and Raiding Disputes where he represents brokers who have changed firms

• Securities Regulation & Enforcement

• Representing brokers and brokerage firms before

• The Securities and Exchange Commission (SEC)
• The National Association of Securities Dealers (NASD)
• The New York Stock Exchange (NYSE) and
• The Securities Commissioners of Missouri and Kansas.

• Employment Litigation

Representing individuals and small businesses in

• Wrongful firing, discharge or termination cases
• Retaliation cases for whistle blowing including claims under the Sarbanes-Oxley Act
• Discrimination cases based on

• Race
• Gender
• Religion
• Ethnic origin
• Age

• Sexual harassment
• Family Medical Leave Act
• Non-competition agreements

• Business Litigation

Representing small businesses in

• Breach of contracts cases
• Breach of implied covenant of good faith and fair dealing cases
• Enforcement and defense of non-competition agreements
• Trade secret cases
• Corporate Governance Disputes

• Shareholders oppression and expulsion disputes
• Breach of fiduciary duties by officers and directors disputes

• Business Tort Litigation

Representing small businesses in

• Breach of fiduciary duty cases
• Fraudulent misrepresentation cases
• Negligent misrepresentation cases
• Missouri Merchandising Practices Act cases
• Tortious interference with contracts and business expectations cases

Reggie C. Giffin is an experienced and skillful trial attorney when it comes to resolving legal disputes whether through negotiation, litigation or arbitration. Widely known and highly regarded, Mr. Giffin is a skilled and successful trial lawyer and arbitrator who has dedicated his career to helping people and businesses resolve disputes in the most cost effective and satisfactory manner.

Contact us about your legal matter today!